708: Intersection of Internal Audit and Compliance  

Speakers:

Maria Toribio, Director, PricewaterhouseCoopers

Jack Flaherty, Director, PricewaterhouseCoopers

• Identify opportunities to more efficiently and effectively monitor current and emerging areas of risk using the Lines of Defense as reference
• Align Compliance and Internal Audit behind a common language for risk; promote strategic auditing of internal and external threats and harmonize monitoring activities
• Promote Compliance and Internal Audit as trusted resources to help Operations keep pace with the evolving risk landscape and regulatory requirements

Presentation & handouts

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